It is registered
Ministry of Justice
Russian Federation
On December 30, 2016 No. 45080
of November 17, 2016 No. 4205-U
About procedure for acceptance by Committee of banking supervision of the Bank of Russia of the decision on recognition of person by the person connected with credit institution (entering into group of the faces tied with credit institution), based on motivated judgment, the direction of requirements of credit institution and consideration of appeals of credit institution
This Instruction based on the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, of the Art. 4225, of the Art. 4273, of the Art. 4295) (further - the Federal Law "About the Central Bank Russian Federation (Bank of Russia)") establishes procedure for acceptance by Committee of banking supervision of the Bank of Russia of the decision on recognition of person by the person connected with credit institution (entering into group of the faces tied with credit institution), based on motivated judgment, the direction of requirements of credit institution and consideration of appeals of credit institution.
1.1. In case of removal during implementation of banking supervision by Department of supervision of systemically significant credit institutions of the Bank of Russia or the Head department of the Central bank of the Russian Federation, departments of the Central bank of the Russian Federation exercising supervision of activities of credit institution (further - territorial office of the Bank of Russia), motivated judgment of need of recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution) concerning which there is at least one of the signs of possible coherence with credit institution established by the Instruction of the Bank of Russia of November 17, 2016 No. 4203-U "About signs of possible coherence of person (persons) with credit institution", the registered Ministry of Justice of the Russian Federation on December 30, 2016 No. 45080 (The Official site of the Bank of Russia (www.cbr.ru), on December 30, 2016), and risk size, determined according to Chapter 6.1 of the Instruction of the Bank of Russia of December 3, 2012 No. 139-I "About obligatory standard rates of banks", registered by the Ministry of Justice of the Russian Federation on December 13, 2012 No. 26104, on November 29, 2013 No. 30498, on June 18, 2014 No. 32735, on October 20, 2014 No. 34362, on December 11, 2014 No. 35134, on December 24, 2014 No. 35372, on December 29, 2014 No. 35453, on February 20, 2015 No. 36180, on July 16, 2015 No. 38029, on September 23, 2015 No. 38976, on December 28, 2015 No. 40324, on April 22, 2016 No. 41903, on July 21, 2016 No. 42927, on November 7, 2016 No. 44256 ("the Bulletin of the Bank of Russia" of December 21, 2012 No. 74, of November 30, 2013 No. 69, of July 9, 2014 No. 63, of October 23, 2014 No. 99, of December 22, 2014 No. 112, of December 31, 2014 No. 117 - 118, of March 4, 2015 No. 17, of July 22, 2015 No. 60, of October 12, 2015 No. 86, of December 31, 2015 No. 122, of April 29 2016 No. 42, of July 27, 2016 No. 70, of November 16, 2016 No. 102) (further - the Instruction of the Bank of Russia No. 139-I "About obligatory standard rates of banks"), exceeds five percent of own means (capital) of credit institution, Department of supervision of systemically significant credit institutions of the Bank of Russia or territorial office of the Bank of Russia within five working days after day of removal of the specified motivated judgment prepares the motivated conclusion (further - the conclusion) containing offers:
about recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), based on article 64.1 of the Federal law "About the Central Bank Russian Federation (Bank of Russia)";
about reduction, if necessary, the maximum extent of risk on face (persons) (group of the faces tied with credit institution) tied with credit institution in compliance with the size established by the Bank of Russia based on article 64.1 of the Federal law "About the Central Bank Russian Federation (Bank of Russia)" (further - in compliance with the size established by the Bank of Russia).
1.1.1. The conclusion prepared according to paragraphs the first - third this Item, with appendix of materials (documents), goes:
Department of supervision of systemically significant credit institutions of the Bank of Russia - addressed to the chairman of Committee of banking supervision of the Bank of Russia (person, it replacing). The copy of the conclusion with appendix of materials (documents) goes also to Department of banking supervision of the Bank of Russia;
territorial office of the Bank of Russia - in Department of banking supervision of the Bank of Russia.
1.1.2. The department of banking supervision of the Bank of Russia considers the conclusion which arrived from territorial office of the Bank of Russia according to the paragraph third subitem 1.1.1 of this Item within 10 working days after day of its obtaining and directs addressed to the chairman of Committee of banking supervision of the Bank of Russia (person, it replacing) the conclusion provided by paragraphs the first - third this Item, with appendix of materials (documents). The specified term can be extended by management of the Bank of Russia based on the appeal of Department of banking supervision of the Bank of Russia.
1.2. In case of acceptance of banking supervision of the Bank of Russia by Department by results of consideration of the conclusion of territorial office of the Bank of Russia prepared according to paragraphs the first - third Item 1.1 of this Instruction, the decision on lack (insufficiency) of the bases for recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), the Department of banking supervision of the Bank of Russia informs on it territorial office of the Bank of Russia in writing in time, established by subitem 1.1.2 of Item 1.1 of this Instruction, with reasons for the made decision.
1.3. The committee of banking supervision of the Bank of Russia considers the conclusions provided according to subitems 1.1.1 and 1.1.2 of Item 1.1 of this Instruction with appendix of materials (documents) and makes on them the following decisions no later than 15 working days after day of their obtaining from Department of banking supervision of the Bank of Russia or Department of supervision of systemically significant credit institutions of the Bank of Russia.
1.3.1. About recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), and about the direction of credit institution of the requirement about recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), and, if necessary, requirements about reduction of the maximum extent of risk of face (faces) recognized as the face tied with credit institution (entering into group of the faces tied with credit institution) in compliance with the size established by the Bank of Russia.
The specified decision shall contain reasons for recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), based on article 64.1 of the Federal law "About the Central Bank Russian Federation (Bank of Russia)", including information on signs based on which such decision is made terms of reduction by credit institution of requirements to face (persons) recognized as the face tied with credit institution (entering into group of the faces tied with credit institution) in compliance with the size established by the Bank of Russia.
1.3.2. About the termination of the procedure of recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), due to the lack of (insufficiency) of the bases.
1.3.3. About need of holding additional actions for confirmation of signs of possible coherence of person (persons) with credit institution (entry into group of the faces tied with credit institution) and about the direction of credit institution of the requirement about submission of the additional information for consideration of question of recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), to fixed term.
The decision of Committee of banking supervision of the Bank of Russia is drawn up by the protocol.
The term established by this Item can be extended by the chairman of Committee of banking supervision of the Bank of Russia.
1.4. The department of banking supervision of the Bank of Russia within three working days after day of signing of the minutes of Committee of banking supervision of the Bank of Russia informs territorial office of the Bank of Russia on the made decision according to Item 1.3 of this Instruction.
1.5. In case of acceptance by Committee of banking supervision of the Bank of Russia of the decision provided by subitem 1.3.1 of Item 1.3 of this Instruction, the Department of supervision of systemically significant credit institutions of the Bank of Russia or territorial office of the Bank of Russia within three working days after day of receipt of information on the decision made by Committee of banking supervision of the Bank of Russia prepares and sends to credit institution the requirement about recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), and, if necessary, the requirement about reduction of the maximum extent of risk of face (persons) (group of the faces tied with credit institution) tied with credit institution to compliance with the size established by the Bank of Russia.
1.6. Requirements, the stipulated in Item 1.5 presents of the Instruction, are drawn up by the instruction about submission of demand (requirements) constituted according to appendix 1 to this Instruction which is signed by the head of territorial office of the Bank of Russia (person it replacing) if the question of coherence of persons with credit institution was considered by Committee of banking supervision of the Bank of Russia at the initiative of territorial office of the Bank of Russia, or the vice-chairman of the Bank of Russia supervising Department of supervision of systemically significant credit institutions of the Bank of Russia (person, it replacing) if the question of coherence of persons with credit institution was considered by Committee of banking supervision of the Bank of Russia at the initiative of the specified department.
The instruction about submission of demand (requirements) goes to the address of credit institution by the methods allowing to confirm the fact of its obtaining by credit institution.
1.7. In case of acceptance by Committee of banking supervision of the Bank of Russia of the decision provided by subitem 1.3.3 of Item 1.3 of this Instruction, the Department of banking supervision of the Bank of Russia or Department of supervision of systemically significant credit institutions of the Bank of Russia performs the following actions:
no later than three working days after day of acceptance by Committee of banking supervision of the Bank of Russia of the decision represents for the signature to the chairman of Committee of banking supervision of the Bank of Russia (to person, it replacing) the draft of the instruction containing the requirement about submission of the additional information for consideration of question of recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), constituted according to appendix 2 to this Instruction;
in day of signing of the instruction by the chairman of Committee of banking supervision of the Bank of Russia (person, it replacing) the instruction registers and directs it to credit institution by the methods allowing to confirm the fact of its obtaining by credit institution. The department of banking supervision of the Bank of Russia sends the copy of the instruction also to territorial office of the Bank of Russia.
1.8. The additional information necessary for Committee of banking supervision of the Bank of Russia for consideration of question of recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), is submitted by credit institution in writing in Department of supervision of systemically significant credit institutions of the Bank of Russia or territorial office of the Bank of Russia in the terms established by the instruction.
1.9. The credit institution in writing informs structural division of the Bank of Russia (Department of supervision of systemically significant credit institutions of the Bank of Russia or the territorial office of the Bank of Russia) exercising supervision of its activities on execution of the requirement about recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), and requirements about reduction of the maximum extent of risk of face (faces) recognized as the face tied with credit institution (entering into group of the faces tied with credit institution) in compliance with the size established by the Bank of Russia if such requirement was imposed.
In case of execution (partial execution) of the obligation to credit institution by person (persons) concerning which the requirement about recognition by his person connected with credit institution (entering into group of the faces tied with credit institution) was directed the credit institution sends in writing to Committee of banking supervision of the Bank of Russia and to copies in Department of supervision of systemically significant credit institutions of the Bank of Russia or territorial office of the Bank of Russia information on the specified circumstances, and also the statement (the copy of documents), confirmatory that execution (partial execution) of this obligation was not connected with acceptance on itself credit institution directly or indirectly (through the third parties) risks of incurring of losses.
1.10. The department of supervision of systemically significant credit institutions of the Bank of Russia or territorial office of the Bank of Russia considers information obtained from credit institution according to Item 1.8 of this Instruction and prepares the conclusion about recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), or about the termination of the procedure of recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution).
The department of supervision of systemically significant credit institutions of the Bank of Russia or territorial office of the Bank of Russia considers information obtained from credit institution according to Item 1.9 of this Instruction and prepares the conclusion about recognition of the fact of reduction by credit institution of the maximum extent of risk on face (faces) recognized as the face tied with credit institution (entering into group of the faces tied with credit institution) in compliance with the size established by the Bank of Russia or about refusal in recognition of this fact.
Specified in paragraphs one and the second this Item of the conclusion are prepared within five working days after day of registration of information obtained from credit institution on expedition of the Bank of Russia and go with appendix of required materials (documents):
Department of supervision of systemically significant credit institutions of the Bank of Russia - addressed to the chairman of Committee of banking supervision of the Bank of Russia (person, it replacing). Copies of the conclusions, the specified in paragraphs one and the second this Item, go also to Department of banking supervision of the Bank of Russia;
territorial office of the Bank of Russia - in Department of banking supervision of the Bank of Russia.
1.11. The department of banking supervision of the Bank of Russia considers the conclusion with appendix of required materials (documents) prepared by territorial office of the Bank of Russia according to paragraph one of Item 1.10 of this Instruction within five working days after day of its registration on expedition of the Bank of Russia and directs addressed to the chairman of Committee of banking supervision of the Bank of Russia (person, it replacing) the conclusion about recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), or about the termination of the procedure of recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution).
The department of banking supervision of the Bank of Russia considers the conclusion with appendix of required materials (documents) prepared by territorial office of the Bank of Russia according to the paragraph the second Item 1.10 of this Instruction within five working days after day of its registration on expedition of the Bank of Russia and directs addressed to the chairman of Committee of banking supervision of the Bank of Russia (person, it replacing) the conclusion about recognition of the fact of reduction by credit institution of the maximum extent of risk to face (faces) recognized as the face tied with credit institution (entering into group of the faces tied with credit institution) in compliance with the size established by the Bank of Russia or about refusal in recognition of this fact.
1.12. The committee of banking supervision of the Bank of Russia considers the decision received from Department of supervision of systemically significant credit institutions of the Bank of Russia or Department of banking supervision of the Bank of Russia and makes on it the following decisions no later than 15 working days after day of its obtaining:
about recognition, taking into account the additional information provided by credit institution according to the requirement of Committee of banking supervision of the Bank of Russia, person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), and about the direction of credit institution of the requirement about recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), and, if necessary, requirements about reduction of the maximum extent of risk of face (persons) (group of the faces tied with credit institution) tied with credit institution in compliance with the size established by the Bank of Russia or about the termination of the procedure of recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution);
about recognition of the fact of reduction by credit institution of the maximum extent of risk on face (faces) recognized as the face tied with credit institution (entering into group of the faces tied with credit institution) in compliance with the size established by the Bank of Russia;
about refusal in recognition of the fact of reduction by credit institution of the maximum extent of risk on face (faces) recognized as the face tied with credit institution (entering into group of the faces tied with credit institution) in compliance with the size established by the Bank of Russia;
about submission of the additional information by credit institution for decision making about recognition (refusal in recognition) the fact of reduction by credit institution of the maximum extent of risk on face (faces) recognized as the face tied with credit institution (entering into group of the faces tied with credit institution) in compliance with the size established by the Bank of Russia.
The term established by this Item can be extended by the chairman of Committee of banking supervision of the Bank of Russia.
1.13. The department of banking supervision of the Bank of Russia within three working days after day of signing of the minutes of Committee of banking supervision of the Bank of Russia informs the relevant territorial office of the Bank of Russia on the made decision.
1.14. The department of supervision of systemically significant credit institutions of the Bank of Russia or territorial office of the Bank of Russia based on information on the decision of Committee of banking supervision of the Bank of Russia within three working days after day of its obtaining sends to the address of credit institution:
the instruction with the requirement about recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution), and, if necessary, about reduction of the maximum extent of risk on face (persons) (group of the faces tied with credit institution) tied with credit institution in the compliance with the size established by the Bank of Russia constituted according to appendix 1 to this Instruction in case of recognition of banking supervision of the Bank of Russia by Committee, taking into account the additional information provided by credit institution, person (persons) the face tied with credit institution (entering into group of the faces tied with credit institution);
the instruction about cancellation of the requirement (requirements) constituted according to appendix 3 to this Instruction in case of acceptance by Committee of banking supervision of the Bank of Russia of the decision on recognition of the fact of reduction by credit institution of the maximum extent of risk on face (faces) recognized as the face tied with credit institution (entering into group of the faces tied with credit institution) in compliance with the size established by the Bank of Russia or
written information on refusal in recognition of the fact of reduction by credit institution of the maximum extent of risk on face (faces) recognized as the face tied with credit institution (entering into group of the faces tied with credit institution), in compliance with the size established by the Bank of Russia, with indication of causes of failure, constituted in any form, or the instruction with the requirement about submission of the additional information for consideration of question of recognition (refusal in recognition) the fact of reduction by credit institution of the maximum extent of risk on face (faces) recognized as the face tied with credit institution (entering into group of the faces tied with credit institution) in the compliance with the size established by the Bank of Russia constituted according to appendix 2 to this Instruction.
1.15. Instructions, stipulated in Item 1.14 these Instructions, are prepared according to the procedure, similar to the procedure established by Items 1.5 - 1.7 presents of the Instruction. Written information, stipulated in Item 1.14 these Instructions, goes to the address of credit institution by the methods allowing to confirm the fact of its obtaining by credit institution.
2.1. The credit institution has the right to file in the Bank of Russia petition for appeal of the requirement about recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution) (further - the statement).
2.2. The application is directed by credit institution to the Chairman of the Bank of Russia within 15 working days after day of receipt of the instruction with the requirement, the stipulated in Item 1.5 presents of the Instruction.
The direction credit institution of the statement does not suspend the appealed requirement.
2.3. The statement is constituted by credit institution in writing in any form and shall contain the reference to the instruction which draws up the requirement, reasons for credit institution of lack of coherence of person (persons) concerning which the requirement, with credit institution, and the list of the documents enclosed to the application confirming reasons for credit institution is directed.
The copy of the instruction with the appealed requirement is enclosed to the application.
2.4. The direction credit institution of the statement with violation of term, the stipulated in Clause 64.1 Federal Laws "About the Central Bank Russian Federation (Bank of Russia)", attracts leaving by its Chairman of the Bank of Russia without consideration with the message on it to the applicant.
The message signed by the Chairman of the Bank of Russia is prepared and it is carried to credit institution (applicant) by Department of banking supervision of the Bank of Russia or Department of supervision of systemically significant credit institutions of the Bank of Russia within five working days after the expiration, the stipulated in Clause 64.1 Federal Laws "About the Central Bank Russian Federation (Bank of Russia)" for consideration of the application, the methods allowing to confirm the fact of its obtaining by credit institution (applicant).
2.5. The chairman of the Bank of Russia considers the application within 15 working days after day of its registration on expedition of the Bank of Russia.
2.6. The Department of banking supervision of the Bank of Russia or Department of supervision of systemically significant credit institutions of the Bank of Russia, Legal department of the Bank of Russia, territorial office of the Bank of Russia take part in consideration of the application of credit institution.
2.7. The legal department of the Bank of Russia and territorial office of the Bank of Russia within five working days after day of receipt according to Item 2.6 of this Instruction of copies of the application and the documents attached to it send to Department of banking supervision of the Bank of Russia or Department of supervision of systemically significant credit institutions of the Bank of Russia of the conclusion concerning the facts (circumstances) stated in the application and the documents attached to it.
2.8. The department of banking supervision of the Bank of Russia and Department of supervision of systemically significant credit institutions of the Bank of Russia has the right to send the written request on submission of information, necessary for consideration of the application, to fixed term to structural divisions of the Bank of Russia and to send credit institution (applicant) the letter with the offer on provision to fixed term of the additional information (documents) confirming circumstances to which the applicant refers.
In case of non-presentation of information (documents) by credit institution the Chairman of the Bank of Russia makes the decisions specified in Item 2.9 of this Instruction based on the available documents confirming the circumstances specified in the statement.
2.9. By results of the consideration of the application and materials prepared by Department of banking supervision of the Bank of Russia or Department of supervision of systemically significant credit institutions of the Bank of Russia, the Chairman of the Bank of Russia accepts one of the following decisions:
about refusal in allowance of the application;
about cancellation of the requirement about recognition of person (persons) by the person connected with credit institution (entering into group of the faces tied with credit institution).
2.10. The decision of the Chairman of the Bank of Russia is drawn up by the resolution on the report of Department of banking supervision of the Bank of Russia or Department of supervision of systemically significant credit institutions of the Bank of Russia.
In case of the decision making provided by the paragraph the second Item 2.9 of this Instruction, this decision with indication of causes of failure in allowance of the application is carried to credit institution in the form of the letter signed by the Chairman of the Bank of Russia constituted in any form.
In case of the decision making provided by the paragraph third Item 2.9 of this Instruction to credit institution the instruction about cancellation of the requirement (requirements) according to appendix 3 to this Instruction signed by the vice-chairman of the Bank of Russia supervising Department of supervision of systemically significant credit institutions of the Bank of Russia (person, it replacing) goes if supervision of activities of credit institution (applicant) is exercised by the specified department, or signed by the head of territorial office of the Bank of Russia (person, it replacing) exercising supervision of activities of credit institution (applicant).
3.1. This Instruction is subject to official publication and according to the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of November 11, 2016 No. 31) become effective since January 1, 2017.
Chairman of the Central bank of the Russian Federation
E. S. Nabiullina
to the Instruction of the Bank of Russia of November 17, 2016 No. 4205-U "About procedure for acceptance by Committee of banking supervision of the Bank of Russia of the decision on recognition of person by the person connected with credit institution (entering into group of the faces tied with credit institution), based on motivated judgment, the direction of requirements of credit institution and consideration of appeals of credit institution"
(the addressee is specified)
___________________________________________________________________________
(the Department of supervision for systemically significant credit is specified
organizations of the Bank of Russia or name of territorial
organizations of the Bank of Russia)
INSTRUCTION NO. ___________
about submission of demand (requirements)
"__" _________ 20 __ _______________________
(place of creation)
___________________________________________________________________________
(the complete and (or) reduced trade name credit is specified
organizations, license number of the Bank of Russia, location)
Based on the decision of Committee of banking supervision of the Bank of Russia (protocol
No. ____ from __________ 20 __ years) about recognition
___________________________________________________________________________
(the complete and (or) reduced trade name legal is specified
persons (persons); surname, name and middle name (in the presence) physical person (persons)
the face tied with credit institution (entering into group connected with
credit institution of persons), in connection with
___________________________________________________________________________
(reasons for recognition of person (persons) by person connected with credit are specified
the organization (entering into group of the faces tied with credit institution)
taking into account the revealed signs of coherence of person (persons) from credit
the Bank of Russia organization requires:
1. Recognize
___________________________________________________________________________
(the complete and (or) reduced trade name legal is specified
persons (persons); surname, name and middle name (in the presence) physical person (persons)
the face tied with credit institution (entering into group connected with
credit institution of persons);
2. In time ___________________________ to give the maximum extent of risk on
___________________________________________________________________________
(the complete and (or) reduced trade name legal is specified
persons (persons); surname, name and middle name (in the presence) physical person (persons)
in compliance with the size established by the Bank of Russia <1>.
Vice-chairman
Bank of Russia (person, it
replacing)
(head of territorial
organizations of the Bank of Russia (person,
its replacing)
___________ _______________________
(signature) (initials, surname)
M.P.
--------------------------------
<1> It is shown in case of acceptance by Committee of banking supervision of the Bank of Russia of the decision on submission of demand about reduction of the maximum extent of risk on face (faces) recognized as the face tied with credit institution (entering into group of the faces tied with credit institution) in compliance with the size established by the Bank of Russia.
to the Instruction of the Bank of Russia of November 17, 2016 No. 4205-U "About procedure for acceptance by Committee of banking supervision of the Bank of Russia of the decision on recognition of person by the person connected with credit institution (entering into group of the faces tied with credit institution), based on motivated judgment, the direction of requirements of credit institution and consideration of appeals of credit institution"
(the addressee is specified)
___________________________________________________________________________
(the Department of supervision for systemically significant credit is specified
organizations of the Bank of Russia or name of territorial
organizations of the Bank of Russia)
INSTRUCTION NO. ___________
about submission of the additional information
"__" _________ 20 __ _______________________
(place of creation)
___________________________________________________________________________
(the complete and (or) reduced trade name credit is specified
organizations, license number of the Bank of Russia, location)
Based on the decision of Committee of banking supervision of the Bank of Russia (protocol
No. _____ __ years) the Bank of Russia demands from ____________ 20 _____________ in time
provide the following information
___________________________________________________________________________
(the list of the information required is specified)
Chairman of Committee
banking supervision
Bank of Russia (person,
its replacing)
___________ _______________________
(signature) (initials, surname)
M.P.
to the Instruction of the Bank of Russia of November 17, 2016 No. 4205-U "About procedure for acceptance by Committee of banking supervision of the Bank of Russia of the decision on recognition of person by the person connected with credit institution (entering into group of the faces tied with credit institution), based on motivated judgment, the direction of requirements of credit institution and consideration of appeals of credit institution"
(the addressee is specified)
___________________________________________________________________________
(the Department of supervision for systemically significant credit is specified
organizations of the Bank of Russia or name of territorial
organizations of the Bank of Russia)
INSTRUCTION NO. ___________
about cancellation of the requirement (requirements)
"__" _________ 20 __ _______________________
(place of creation)
Due to the recognition of banking supervision of the Bank of Russia of the fact by Committee
reductions of the maximum extent of risk by credit institution on person
(persons) ___________________________________________________________________,
(the complete and (or) reduced trade name is specified
legal entity (persons); surname, name and middle name (in the presence)
physical person (persons)
recognized as the face tied with credit institution (entering into group
the faces tied with credit institution), in compliance with size,
established by the Bank of Russia, in connection with acceptance by the Chairman of the Bank of Russia
decisions on cancellation of the requirement of the Bank of Russia are ordered present:
The instruction of the Bank of Russia from _______________________ __________ is cancelled No.
with _________________________________________________________________________
(date with which the measure is cancelled is specified)
Vice-chairman
Bank of Russia (person, it
replacing)
(head of territorial
organizations of the Bank of Russia (person,
its replacing)
___________ _______________________
(signature) (initials, surname)
M.P.
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