RESOLUTION OF THE NATIONAL COMMISSION ON THE FINANCIAL MARKET OF THE REPUBLIC OF MOLDOVA

of September 10, 2018 No. 40/4

About approval and modification of some regulations

Based on Art. 1 of the h. (3) and h. (4), Art. 146 of the h. (1), Art. 146-1, of Art. 147 of the h. (10), h. (12) and h. (14) the Law on the capital market No. 171 of July 11, 2012 (The official monitor of the Republic of Moldova, 2012, No. 193-197, the Art. 665), the Art. II of the Law No. 33 of March 16, 2018 on modification and amendments in the Law on the capital market the National commission on the DECIDES: financial market

1. Approve Regulations on procedure for the termination of activities for trust management of investments, according to appendix.

2. In formula of adoption of the Resolution of the National commission on the financial market No. 32/2 of June 16, 2014 about approval of the Regulations on Fonda of compensation to investors (The official monitor of the Republic of Moldova, 2014, No. 209-216, the Art. 992), registered in the Ministry of Justice of the Republic of Moldova at No. 983 of July 17, 2014, the text "Art. 130 of the h. (2), Art. 132 of the h. (1) and h. (5)" to replace with the text "Art. 130 of the h. (2), Art. 1311, Art. 132 of the h. (1) and h. (5), Art. 1461 of the h. (13)".

3. In the Regulations on Fonda of compensation to investors approved by the Resolution of the National commission on the financial market No. 32/2 of June 16, 2014 (The official monitor of the Republic of Moldova, 2014, No. 209-216, to the Art. 992) registered in the Ministry of Justice of the Republic of Moldova at No. 983 of July 17, 2014 to make the following changes and additions:

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