RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of October 28, 2011 No. 170

About modification and amendments in some regulatory legal acts of the Republic of Kazakhstan

List of amending documents

For the purpose of enhancement of the regulatory legal acts regulating activities of banks of the second level, the mortgage organizations, affiliated organizations of national managing holding in the field of agro-industrial complex, the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Make changes and additions to some regulatory legal acts of the Republic of Kazakhstan according to the list, according to appendix to this resolution (further - the List).

2. This resolution becomes effective after ten calendar days from the date of its first official publication and extends to the relations which arose since September 30, 2011.

Paragraphs the thirteenth, fourteenth and fifteenth Item 1 of the List approved by this resolution extend the action to the relations which arose from the date of enforcement of the resolution of Board of National Bank of the Republic of Kazakhstan of August 26, 2011 No. 109 "About modification and amendments in the resolution of Board of National Bank of the Republic of Kazakhstan of January 31, 2011 No. 3 "About approval of the Standard chart of accounts of financial accounting in banks of the second level, the mortgage organizations and Development Bank of Kazakhstan joint-stock company (registered in the Register of state registration of regulatory legal acts at No. 7237).

It is approved Agency of the Republic of Kazakhstan according to the statistics Chairman __________ December 5, 2011

Smiles A.A

Appendix

to the Resolution of Board of National Bank of the Republic of Kazakhstan of October 28, 2011 No. 170

The list of changes and additions which are made to some regulatory legal acts of the Republic of Kazakhstan

Bring the following changes and amendments in regulatory legal acts of the Republic of Kazakhstan:

1. Ceased to be valid according to the Resolution of Board of National Bank of the Republic of Kazakhstan of 28.06.2013 No. 147

2. In the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of February 25, 2006 No. 43 "About approval of Rules of submission of the reporting by the mortgage organizations" (registered in the Register of state registration of regulatory legal acts at No. 4157):

in the Rules of provision of the reporting by the mortgage organizations approved by the specified resolution:

state preamble in the following edition:

"These rules are developed according to the Law of the Republic of Kazakhstan of December 23, 1995 "About mortgage of real estate", the Law of the Republic of Kazakhstan of July 4, 2003 "About state regulation and supervision of the financial market and the financial organizations" and establish the list, forms, terms and procedure for submission of the reporting by the mortgage organizations to Committee on control and supervision of the financial market and the financial organizations of National Bank of the Republic of Kazakhstan (further - authorized body).";

table 1. Appendices 1 to state "The report on remaining balance on balance sheet accounts of assets, obligations and equity" in edition, according to appendix 2 to this List;

4, of 5, 6 and 7 to state appendices in edition, according to appendices 3, of 4, 5 and 6 to this List.

3. In the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of February 25, 2006 No. 48 "About approval of the Instruction about normative values, technique of calculations of prudential standard rates for the mortgage organizations, the affiliated organizations of national managing holding in the field of agro-industrial complex, and also forms and terms of submission of the reporting on their accomplishment" (registered in the Register of state registration of regulatory legal acts at No. 4158):

in the Instruction about normative values, technique of calculations of prudential standard rates for the mortgage organizations, the affiliated organizations of national managing holding in the field of agro-industrial complex, and also forms and terms of submission of the reporting on their accomplishment approved by the specified resolution:

state preamble in the following edition:

"This Instruction establishes normative values, technique of calculations of the prudential standard rates obligatory to observance by the mortgage organizations, affiliated organizations of national managing holding in the field of agro-industrial complex (further - the organizations), and also forms and terms of submission of the reporting on their accomplishment to Committee on control and supervision of the financial market and the financial organizations of National Bank of the Republic of Kazakhstan (further - authorized body).";

state Item 1 in the following edition:

"1. The minimum size of the authorized capital of the organization is established by National Bank of the Republic of Kazakhstan.

The organization can redeem from shareholders own shares provided that such redemption will not lead to violation of any of prudential standard rates and other regulations, obligatory to observance, and limits set by National Bank of the Republic of Kazakhstan, and also other requirements of the legislation of the Republic of Kazakhstan.";

in Item 3:

the tenth to state the paragraph to part three in the following edition:

"loss of the current year according to requirements of National Bank of the Republic of Kazakhstan.";

to state paragraph two of part four in the following edition:

"retained net profit of the current year according to requirements of National Bank of the Republic of Kazakhstan;";

the fourth Item 6 to state part in the following edition:

"Assets for the purposes of calculation of coefficient k1 and assets, contingent and possible obligations weighed on the degrees of credit risk taken into consideration of coefficients of k1-2 and k1-3 shall join at book value taking into account provisions (reserves) created according to requirements of the resolution of Board of the Agency of the Republic of Kazakhstan for regulation and supervision of the financial market and the financial organizations of the December 25, 2006 No. 296 "About approval of Rules of classification of assets, contingent obligations and creations of provisions (reserves) against them" (registered in the Register of state registration of regulatory legal acts at No. 4580) (further - Rules of classification of assets, contingent obligations).";

third the subitem 9) to state the paragraph to part two of Item 7 in the following edition:

"are citizens of the states included in the list of offshore zones established by National Bank of the Republic of Kazakhstan;";

third Item 12 to state the paragraph in the following edition:

"the financial condition of the borrower according to the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of December 25, 2006 No. 296 "About approval of Rules of classification of assets, contingent obligations and creations of provisions (reserves) against them", registered in the Register of regulatory legal acts at No. 4580 (further - Rules of classification of assets, contingent obligations) is estimated not below, than satisfactory.";

2) of Item 15 to state the subitem in the following edition:

"2) requirements to the nonresidents of the Republic of Kazakhstan who are the legal entities registered in the territory of offshore zones or citizens of the states included in the list of the offshore zones or the offshore territories carried by Organization for Economic Cooperation and Development to the list which did not assume obligations on information exchange established by National Bank of the Republic of Kazakhstan or to the organizations which are affiliated in relation to the legal entities registered in the territory of the specified offshore zones.";

2) of item 4 of the Explanation to calculation of the assets of the organization weighed on degree of credit risk of investments appendices 1 to state subitem paragraph two in the following edition:

"except for requirements to the nonresidents of the Republic of Kazakhstan who are the legal entities registered in the territory of offshore zones or citizens of the states included in the list of the offshore zones or the offshore territories carried by Organization for Economic Cooperation and Development to the list which did not assume obligations on information exchange established by National Bank of the Republic of Kazakhstan or to the organizations which are dependent on the legal entities owning separately more than 5 percent of the authorized capital or affiliated in relation to the legal entities registered in the territory of the specified offshore zones are weighed on zero risk degree.";

in appendix 5 "The report on accomplishment of prudential standard rates" 5, to state line, sequence number in the following edition:

"

5

Retained net profit (loss) of the current year according to requirements of National Bank of the Republic of Kazakhstan

".

4. Ceased to be valid according to the Resolution of Board of National Bank of the Republic of Kazakhstan of 23.09.2013 No. 249

5. Ceased to be valid according to the Resolution of Board of National Bank of the Republic of Kazakhstan of 23.09.2013 No. 249

Appendix 1

to the List of changes and additions which are made to some regulatory legal acts of the Republic of Kazakhstan

"Appendix

to the Resolution of Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of June 25, 2005 No. 224

The report on remaining balance on balance and off-balance sheet accounts

___________________________________________________
(full name of bank of the second level)
as of _______________

1. The report on remaining balance on balance sheet accounts of assets, obligations and equity

 

(in thousands of tenges) 

No. No. of accounts	Names of classes, account groups, balance sheet accounts and sub-accounts to them	Amount
	The I class - ASSETS
1000	Money
1001	Cash in cash desk
1002	Banknotes and coins in transit
1003	Cash in exchange points
1004	Cash in evening cash desk
1005	Cash in ATMs and electronic terminals
1006	Money in travel checks in transit
1007	The coins made of precious metals in cash desk
1008	Money in travel checks
1009	The collection coins made of non-noble metals in cash desk
1010	The affined precious metals
1011	The affined precious metals
1012	The affined precious metals in transit
1013	The affined precious metals placed on metal accounts
1050	Correspondent accounts
1051	Correspondent account in National Bank of the Republic of Kazakhstan
1052	Correspondent accounts in other banks
1053	Current accounts of the mortgage organizations in banks
1054	Reserves (provisions) on covering of losses on correspondent accounts in other banks and to current accounts of the mortgage organizations
1100	Requirements to National Bank of the Republic of Kazakhstan
1101	Deposits in National Bank of the Republic of Kazakhstan (for one night)
1102	On-demand deposits in National Bank of the Republic of Kazakhstan
1103	Term deposits in National Bank of the Republic of Kazakhstan
1104	Required reserves in National Bank of the Republic of Kazakhstan
1105	Discount on the deposits placed in National Bank of the Republic of Kazakhstan
1106	Award on the deposits placed in National Bank of the Republic of Kazakhstan
1150	Banknotes of national currency before release into the stream of commerce
1150	Banknotes of national currency before release into the stream of commerce
1200	The securities carried at fair value through profit or loss
1201	The securities carried at fair value through profit or loss
1202	Overdue debt on the securities carried at fair value through profit or loss
1205	Discount on the acquired securities carried at fair value through profit or loss
1206	Premium to the acquired securities carried at fair value through profit or loss
1208	The account of positive fair value adjustment of the securities carried at fair value through profit or loss
1209	The account of negative fair value adjustment of the securities carried at fair value through profit or loss
1250	The deposits placed in other banks
1251	The deposits placed in other banks (for one night)
1252	The on-demand deposits placed in other banks
1253	The short-term deposits placed in other banks (up to one month)
1254	The short-term deposits placed in other banks (up to one year)
1255	The long-term deposits placed in other banks
1256	The conditional deposits placed in other banks
1257	Overdue debt of other banks on deposits
1259	Reserves (provisions) on the deposits placed in other banks
1260	The account of positive value adjustment of the term deposit placed in other banks
1261	The account of negative value adjustment of the term deposit placed in other banks
1262	The account of positive value adjustment of the conditional contribution placed in other banks
1263	The account of negative value adjustment of the conditional contribution placed in other banks
1264	The contribution which is providing obligations of bank, mortgage organization and Development Bank of Kazakhstan joint-stock company
1265	Discount on the deposits placed in other banks
1266	Award on the deposits placed in other banks
1267	The account of storage of the money transferred as providing (pledge, deposit) obligations of bank and mortgage organization
1300	The loans granted other banks
1301	Loans the overdraft on correspondent accounts of other banks
1302	The short-term loans granted other banks
1303	The loans overnight granted other banks
1304	The long-term loans granted other banks
1305	Financial leasing to other banks
1306	Overdue debt of other banks on loans
1309	Overdue debt of other banks on financial leasing
1310	The account of positive value adjustment of the loan granted other banks
1311	The account of negative value adjustment of the loan granted other banks
1312	Discount on the loans granted other banks
1313	Award on the loans granted other banks
1319	Reserves (provisions) on the loans and financial leasing provided to other banks
1320	The loans and financial leasing provided to the organizations performing separate types of banking activities
1321	The loans the overdraft granted the organizations performing separate types of banking activities
1322	The short-term loans granted the organizations performing separate types of banking activities
1323	The long-term loans granted the organizations performing separate types of banking activities
1324	The account of positive value adjustment of the loan granted the organizations performing separate types of banking activities
1325	The account of negative value adjustment of the loan granted the organizations performing separate types of banking activities
1326	Financial leasing to the organizations performing separate types of banking activities
1327	Overdue debt on the loans provided to the organizations performing separate types of banking activities
1328	Overdue debt on the financial leasing provided to the organizations performing separate types of banking activities
1329	Reserves (provisions) on the loans and financial leasing provided to the organizations performing separate types of banking activities

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